BARCLAYS PLC UK Regulatory Announcement: Form 8.3 – NORTONLIFELOCK INC

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LONDON–()– 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

20 July 2021

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer? AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

1,891,996

0.33%

183,630

0.03%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

24,339

0.00%

1,279,498

0.22%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,916,835

0.33%

1,465,228

0.25%

 
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

129,000

0.02%

0

0.00%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

129,000

0.02%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

USD 0.01 common

Purchase

100

26.0250 USD

USD 0.01 common

Purchase

100

25.8600 USD

USD 0.01 common

Purchase

200

25.8000 USD

USD 0.01 common

Purchase

200

25.9000 USD

USD 0.01 common

Purchase

200

25.8550 USD

USD 0.01 common

Purchase

200

25.8150 USD

USD 0.01 common

Purchase

243

26.0241 USD

USD 0.01 common

Purchase

300

25.8700 USD

USD 0.01 common

Purchase

500

25.8460 USD

USD 0.01 common

Purchase

503

25.9494 USD

USD 0.01 common

Purchase

546

25.8570 USD

USD 0.01 common

Purchase

600

26.0283 USD

USD 0.01 common

Purchase

830

25.8500 USD

USD 0.01 common

Purchase

1,124

25.8504 USD

USD 0.01 common

Purchase

1,406

25.8714 USD

USD 0.01 common

Purchase

1,740

25.8478 USD

USD 0.01 common

Purchase

1,816

25.8475 USD

USD 0.01 common

Purchase

1,988

25.9025 USD

USD 0.01 common

Purchase

2,122

25.8495 USD

USD 0.01 common

Purchase

2,382

25.9442 USD

USD 0.01 common

Purchase

3,421

26.1000 USD

USD 0.01 common

Purchase

4,144

25.8740 USD

USD 0.01 common

Purchase

4,581

25.9080 USD

USD 0.01 common

Purchase

5,468

25.8697 USD

USD 0.01 common

Purchase

5,712

25.9132 USD

USD 0.01 common

Purchase

5,940

25.8064 USD

USD 0.01 common

Purchase

7,457

25.8505 USD

USD 0.01 common

Purchase

7,736

25.8119 USD

USD 0.01 common

Purchase

8,664

25.8085 USD

USD 0.01 common

Purchase

8,708

25.8634 USD

USD 0.01 common

Purchase

9,256

25.8783 USD

USD 0.01 common

Purchase

12,343

25.8668 USD

USD 0.01 common

Purchase

20,831

25.8140 USD

USD 0.01 common

Purchase

22,962

25.9018 USD

USD 0.01 common

Purchase

56,980

25.8324 USD

USD 0.01 common

Purchase

84,424

25.8100 USD

USD 0.01 common

Purchase

143,005

25.8464 USD

USD 0.01 common

Sale

2

26.0500 USD

USD 0.01 common

Sale

6

25.9450 USD

USD 0.01 common

Sale

12

25.9150 USD

USD 0.01 common

Sale

36

25.9075 USD

USD 0.01 common

Sale

39

25.9246 USD

USD 0.01 common

Sale

57

25.9442 USD

USD 0.01 common

Sale

69

25.9443 USD

USD 0.01 common

Sale

70

25.8600 USD

USD 0.01 common

Sale

74

25.9562 USD

USD 0.01 common

Sale

78

25.9957 USD

USD 0.01 common

Sale

82

25.8500 USD

USD 0.01 common

Sale

127

25.8477 USD

USD 0.01 common

Sale

138

25.8027 USD

USD 0.01 common

Sale

176

25.9168 USD

USD 0.01 common

Sale

199

25.9600 USD

USD 0.01 common

Sale

200

25.9800 USD

USD 0.01 common

Sale

221

25.9219 USD

USD 0.01 common

Sale

300

25.9300 USD

USD 0.01 common

Sale

300

25.8700 USD

USD 0.01 common

Sale

300

25.9500 USD

USD 0.01 common

Sale

323

25.9546 USD

USD 0.01 common

Sale

403

25.9716 USD

USD 0.01 common

Sale

425

25.9744 USD

USD 0.01 common

Sale

476

25.8566 USD

USD 0.01 common

Sale

500

25.9720 USD

USD 0.01 common

Sale

554

25.9978 USD

USD 0.01 common

Sale

600

25.9400 USD

USD 0.01 common

Sale

600

26.0283 USD

USD 0.01 common

Sale

611

25.8883 USD

USD 0.01 common

Sale

700

25.9728 USD

USD 0.01 common

Sale

1,299

25.8055 USD

USD 0.01 common

Sale

1,380

25.8058 USD

USD 0.01 common

Sale

1,491

25.8288 USD

USD 0.01 common

Sale

1,543

25.9872 USD

USD 0.01 common

Sale

1,589

25.8691 USD

USD 0.01 common

Sale

1,637

25.9953 USD

USD 0.01 common

Sale

1,716

26.0132 USD

USD 0.01 common

Sale

2,002

25.9803 USD

USD 0.01 common

Sale

2,076

25.8382 USD

USD 0.01 common

Sale

2,082

25.9434 USD

USD 0.01 common

Sale

3,435

26.0988 USD

USD 0.01 common

Sale

3,584

25.8966 USD

USD 0.01 common

Sale

3,939

25.9824 USD

USD 0.01 common

Sale

4,868

25.8611 USD

USD 0.01 common

Sale

5,705

25.9209 USD

USD 0.01 common

Sale

5,940

25.8064 USD

USD 0.01 common

Sale

10,258

25.8417 USD

USD 0.01 common

Sale

11,342

25.9325 USD

USD 0.01 common

Sale

18,555

25.8617 USD

USD 0.01 common

Sale

21,174

25.8174 USD

USD 0.01 common

Sale

56,980

25.8324 USD

USD 0.01 common

Sale

88,150

25.8100 USD

USD 0.01 common

Sale

169,906

25.8496 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be…



Read More:BARCLAYS PLC UK Regulatory Announcement: Form 8.3 – NORTONLIFELOCK INC

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